Documents

The following documents are Adobe Acrobat format (.pdf).  Please click here to download Acrobat.

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User Agreements:

          Trading Agreement
          Trading Agreement for Introduced Accounts
          AMEX Agreement
          AMEX Service Order Form 2-02
          NYSE Professional Subscriber Agreement
          NASDAQ Suscriber Agreement
          OPRA Professional Suscriber Agreement
          Documents to avoid paying Exchange Fees more than once

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Account Opening for Security Accounts (includes tax forms):

          Agreement and Terms of Business for Retail Clients
         Agreement and Terms of Business for Counterparties and Professional Clients
         Privacy Policy of Lek Securities UK Limited
         Consent to Electronic Delivery of Documents

Important information about procedures for opening a new account:
To help the government fight the funding of terrorism and money laundering activities, you will need to provide us with reasonably satisfactory evidence of the identity of your legal entity, directors, officers, associates, employees or agents, and such other matters as we may require in each case.

What this means for you:
When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you.  We may ask to see your passport or other governemnt issued identifying documents.

Miscellaneous:

        Customer Non-Compete and Confidentiality Agreement
            (Use when distributing software tools)

 

Lek Securities UK Limited is authorised and regulated by the Financial Services Authority
Registered in England: 06909016